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Posted: Tuesday, April 25, 2017 7:39 PM

Deloitte Advisory helps client manage strategic, financial, operational, technological, and regulatory risk to maximize enterprise value, while our experience in mergers and acquisitions, fraud, litigation, and reorganizations helps clients move forward with confidence.  
Internal Audit (IA): IA is a market offering within Business Risk service area. It helps boards and senior executives better manage enterprise risks by helping organizations enhance the effectiveness, quality, and value received from internal audit. Our broad understanding of risks and areas of operational improvement - particularly the nuances of specific industry sectors and markets - can help internal audit functions improve their performance and operating efficiency and bring value to their organizations.
Regulatory Compliance
The Regulatory Compliance Senior Auditor works under the Audit Manager and or Senior Manager to identify issues, develop testing plans and execute. This professional works with and helps train junior staff through on the job assignments and authoritative literature. He must be able to speak and write clearly and concisely.
Senior Consultant, General Job Duties:
  • Demonstrate advanced understanding of business processes, internal control risk management, and related standards
  • Identify and evaluate complex business and technology risks, internal controls which mitigate risks, and related opportunities for internal control improvement
  • Understand complex business and information technology management processes
  • Execute advanced services and supervise staff in delivering basic services
  • Assist in the selection and tailoring of approaches, methods and tools to support service offering or industry projects
  • Understand clients' business environment and basic risk management approaches
  • Demonstrate a general knowledge of market trends, competitor activities, and Deloitte products and service lines
  • Actively participate in decision making with engagement management and seek to understand the broader impact of current decisions
  • Generate innovative ideas and challenge the status quo
  • Build and nurture positive working relationships with clients with the intention to exceed client expectations
  • Identify opportunities to improve engagement profitability
  • Participate in and actively support mentoring relationships within practice
  • Excellent potential for 1) playing lead role in designated tasks of the project team in gathering, organizing and analyzing data; 2) making major contributions in assuring products/deliverables meet contract/work plan and; 3) strong potential for growth and acceptance of additional responsibilities
  • Up to 50% travel required
Technical Responsibilities:
  • Perform internal audit reviews/projects of business (i.e., financial, operational, compliance, etc.).
  • Assist in the planning of the audit approach and scope, preparation of an audit program, and determination of the auditing procedures to be used
  • Gain an understanding of client risks, controls, and areas of operational improvement
  • Create internal control documentation related to internal audit and identification of key control points, including narratives and process and data flows
  • Obtain, analyze, and appraise evidentiary data in order to evaluate the adequacy and effectiveness of internal controls
  • Identify internal control gaps and deficiencies, as well as efficiency and effectiveness opportunities
  • Provide recommendations for improved and enhanced controls and business efficiencies to clients
  • Assist in development of draft reporting and deliverables
  • Apply internal audit standards in planning and execution of internal audit reviews/projects
Other Professional Responsibilities:
  • Develop excellent professional oral and written communications in order to establish working relationships with client personnel and communicate engagement results
  • Apply problem-solving skills and deliver Deloitte methodology on engagements
  • Exercise professional judgment on engagements and provide proactive solutions and recommendations

Regulatory Compliance Qualifications 3+ years of relevant work experience, including supervisory experience, with industry focus a plus Bachelor’s degree (in Accounting, Business Administration, Computer Science, Information Systems, or related field preferred) Masters’ degree in a quantitative field (Statistics, Mathematics, Engineering, Economics, Mathematical Finance) preferred; or a combination of quantitative and business degrees preferred. Certification as CIA, and/or CISA preferred Ability to interpret new regulations and translate into consulting opportunities. Thorough knowledge and understanding of the Banking regulatory environment and its applications to National Banks, Holding Companies, State-chartered institutions, and US Branches of Foreign Banks, Dodd-Frank, etc., and the Consumer Financial Protection Bureau (CFPB). Requirements include how a Bank is organized – Deposit, Lending, Operations (Wires, Information Technology, etc.), Support Functions Ability to advise clients on various Consumer Compliance laws and implementing regulations, including FCA, ECOA, FHA, RESPA, TILA, HMDA. Integrating these into Fair Lending programs is a plus. Knowledge of GLBA, and other Banking Laws and regulations such as Expedited Funds Availability Act, Bank Protection Act, Regulation E, O, W, etc. is highly desirable Monitoring and reporting Bank compliance with all applicable federal and state regulations Assist in performing regulatory compliance audits within a defined annual audit plan or as stand-alone engagements Develops and maintains compliance audit programs and defines scope of reviews based on limitations of budgets Prepares and maintains audit documentation and work-papers Conducts analysis of audit findings to draw logical conclusions Writes formal audit reports directed toward those audited, Senior Management, and the Audit Committee Conducts appropriate follow-up with those audited to resolve audit findings Assist in implementing an annual risk based compliance audit plan, including scope determination, audit planning memos and reports Plans, schedules and conducts each audit, per schedule, to ensure that all activities conform to established audit procedures Uses audit programs as guides and initiates additional audit steps where deemed appropriate Reviews compliance related policies and procedures for compliance with regulatory requirements and sound practices Prepares detailed report of violations to federal and/or state regulations and other compliance audit findings, presenting any irregularities or exceptions to Senior Management and/or the Audit Committee Experience in Banking and Internal Audit with superior audit documentation skills is highly desirable. Ability to work cross-functionally with all levels of management and the Board of Directors is essential. Executive presence to report, at least quarterly, to the Audit Committee of the Board of Directors on current quarterly audit results, any findings, corrective actions and status of prior open issues Analysis of audit programs for effectiveness, recommending changes and improvements as appropriate Discussion with clients of any changes to scope of audits performed, significant findings noted as the audit progresses and conclusions and recommendations as audits are finalized

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• Location: Manhattan

• Post ID: 94455248 manhattan is an interactive computer service that enables access by multiple users and should not be treated as the publisher or speaker of any information provided by another information content provider. © 2017