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Posted: Thursday, February 8, 2018 12:25 AM

The Americas Legal and Compliance Department (ALCD) ALCD is divided broadly into two main functions: the Legal function, which manages legal risk, and the Compliance function, which manages compliance and regulatory risk. Principal Duties and Responsibilities Conduct compliance risk assessment of the offices in the Americas on a regular and continued manner. Perform risk assessment. Maintain and upgrade KRIs in the form of a database/data repository to support the development and implementation of a multi-year risk assessment process that houses the regional risk frameworks, local inventories of compliance obligations. Report the assessment result to the management and disseminate with stakeholders. Conduct compliance testing at offices in the Americas region. Lead compliance testing, identify issues and make recommendations and report the result. Follow up on the findings of testing and on the status of remediation process. Understand the Americas offices compliance status and the compliance framework. Perform offsite monitoring of the offices in the region; review and understand the offices Compliance Action Program, Compliance Committee Minutes, external/internal exam/audit reports, etc. Respond to individual inquiries/ issues from each office etc. Function as a liaison with the Head Office Compliance Group and offices in the Americas. Conduct other related tasks in ACLD. Qualifications Eligible to work in the US Bachelors degree 7+ years of compliance/compliance audit experience 3+ years of compliance risk assessment and/or compliance testing Corporate / commercial banking experience Strong analytical and organizational skills Advanced Excel/Access skills Excellent interpersonal and communication skills Ability to work cooperatively with other members of the team and the Department Mizuho Bank Ltd. offers a competitive total rewards package. We are an EEO/AA Employer - M/F/Disability/Veteran. We participate in the E-Verify program. We maintain a drug-free workplace and perform pre-employment substance abuse testing.
Associated topics: attorney, compliance, compliance department, compliance office, court, courtroom, legal, legal department, llp, market


• Location: Manhattan

• Post ID: 158815042 manhattan is an interactive computer service that enables access by multiple users and should not be treated as the publisher or speaker of any information provided by another information content provider. © 2018